Grasping Your Actual Investment Risk Profile: Insights You Might Not Anticipate

Grasping Your Actual Investment Risk Profile: Insights You Might Not Anticipate


### Revealing the Reality: The Gap Between Perceived and Actual Investment Risk Tolerance

Reflecting on my financial path and an impactful discussion with a financial expert back in 2013, I critically assessed my portfolio and uncovered a startling fact: a considerable gap exists between my perceived risk tolerance and the actual state of my investments. This realization has not just been enlightening for me but serves as a warning for other investors who might be misjudging their risk profiles.

#### The Basis of My Investment Beliefs

Since stepping away from the workforce in 2012, I have viewed myself as a moderate-to-conservative investor. Juggling family duties—being the main income provider with a stay-at-home partner and two small kids—seemed to justify a prudent approach. The reasoning was simple: without a steady income, a conservative investment strategy felt like the more sensible option. However, while evaluating my largest tax-advantaged retirement fund—my rollover IRA—I came to see that I had created a self-illusion about my true investment behavior.

#### The Bold Character of My Portfolio

A detailed analysis of my rollover IRA showed an astonishing 99.88% allocation to stocks, with 63.33% invested solely in individual tech companies like Apple, Google, and Netflix. This starkly contrasted the balanced 60/40 stock-to-bond ratio that typically marks a moderate-to-conservative investor.

To put my allocations into perspective, a conservative investor would likely shun the extreme volatility tied to such a concentrated equity position. For example, portfolios heavily weighted in technology can undergo major swings, as demonstrated by my own situation where the value dropped from $675,000 to $546,000 between January and March 2020—a nearly 20% decrease. Such extreme fluctuations might lead a moderate investor to rethink their risk strategy, yet I found myself doubling down on my investments instead.

#### The Influence of Perception and Investment Mindset

The understanding of my actual risk tolerance highlights a wider trend: numerous investors might not accurately assess their risk profiles. This discrepancy can endure over time, frequently remaining unnoticed without a thorough analysis or discussion with a financial counselor.

Friends and family often remain unaware of the specifics of our financial strategies, resulting in decisions that could diverge from one’s true risk tolerance. It’s similar to existing in a self-created echo chamber, where psychological biases distort perspectives on reality. Thus, a candid financial evaluation is crucial to ensure your investment strategy reflects your genuine risk tolerance.

#### Factors Contributing to Misalignment in Risk Tolerance

There are multiple reasons investors might see a gap between perceived risk and actual asset allocation:

1. **Asset Drift with Time**: In the absence of regular reviews, your asset allocation may evolve significantly. Relying on original allocations without adjustments can cause a mismatch between current assets and risk strategy.

2. **Forgetting Past Investments**: With time, it’s easy to lose track of specific investments or their performance, resulting in skewed perceptions about profits or losses.

3. **Emotional Reactions During Market Volatility**: Declines in the market can magnify emotional responses. Strong confidence can wane in moments of panic, often leading to hasty decisions that jeopardize long-term objectives.

4. **Overly Rosy Projections for the Future**: Many investors, myself included, might succumb to excessive optimism about future results, leading to riskier allocations than the situation might warrant.

5. **Negativity About Economic Conditions**: Conversely, some investors may cling to excessive cash due to a pessimistic outlook, restricting their growth potential.

#### A Call to Awareness: Recognize Your Genuine Risk Tolerance

After reassessing my investment approaches, I’ve accepted my naturally aggressive investment stance, recognizing that market downturns are a normal occurrence. There is a price to pay for pursuing aggressive investments, but embracing this truth has bolstered my mental resilience through market fluctuations.

As 2023 progresses, I aim to embrace more risk in innovative domains, such as artificial intelligence—striking a balance between ambition and caution as I navigate a shifting economic terrain.

Investors, if you haven’t closely examined your portfolio recently, now presents an excellent opportunity for reflection. Conduct a comprehensive assessment of your investments and consider whether they truly align with your perceived risk tolerance. Realigning them may not only secure harmony with your long-term financial aspirations but also lend solace as you traverse the intricacies of investment environments.

**In Summary:** Assessing your investments against your risk tolerance could reveal unexpected realities that may alter your financial future. Whether you discover that you, too, are an aggressive investor or not, the insights gained from this evaluation can empower you to make more confident and informed investment choices moving forward.